Functional Near-Infrared Spectroscopy to Study Cerebral Hemodynamics in Older Adults During Cognitive and Motor Tasks: A Review

Abstract

Introduction

The worldwide aging of the population makes tackling aging-associated disability an urgent priority. Cognitive impairment and mobility disability are key contributors to dementia and loss of independence in the activities of daily living and have a synergistic effect (Verghese et al., 2014). The integrity of the frontal areas of the brain, specifically the PFC, are critical to preserve cognition and mobility in late life (Beauchet et al., 2016). PFC regions carry out executive functions, i.e., higher order cognitive functions essential to plan and execute complex goal-directed actions, which are also key for motor control in older adults (Inzitari et al., 2007). The loss of integrity in frontal or prefrontal regions, either due to neurodegeneration, cerebrovascular disease or due to their interactions, contributes to the development of dementia (Burgmans et al., 2009; Kisler et al., 2017) and mobility impairments (De Laat et al., 2011). The PFC has also been implicated in performance of DT (Sala et al., 1995; Dux et al., 2006; Filmer et al., 2013), that are motor tasks performed simultaneously with a secondary, usually a cognitive task. DT increases the cognitive demand of walking and potentially results in a decrease in task performance in one or both tasks relative to when the tasks are performed separately as ST. DT performance assessment may help identify older adults at higher risk of incident cognitive decline (Ceïde et al., 2018; Rosso et al., 2019), disability, frailty and mortality (Verghese et al., 2012). One of the goals of the study of cognitive aging is to elucidate neural mechanisms that underlie the ability of the aging brain to cope with decline in cognitive functions and efficiency. Several hypothesis have been described and there is still no consensus regarding definitions of several concepts (Cabeza et al., 2018). Two of the previously described hyphotheses are: the “neural inefficiency hypothesis” (Rypma and D’Esposito, 2000; Holtzer et al., 2009) or “compensation by upregulation” (Cabeza et al., 2018), according to which older adults show increased activity of the same networks recruited by younger counterparts in order to meet behavioral demands, and the “capacity limitation hypothesis” (Cabeza, 2004; Holtzer et al., 2009) which postulates that older adults, while recruiting the same brain networks as young adults, would show a reduced activation compared to their younger counterparts (Holtzer et al., 2009; Stern, 2009).

Classic clinical and epidemiological studies have based their assessment of PFC on a static, structural basis, mainly through magnetic resonance imaging (MRI) techniques, which have shown a contribution of both cortical frontal and PFC volumes (Rosano et al., 2008; Weinstein et al., 2012) and subcortical alterations to executive dysfunction/dementia (Jokinen et al., 2009) and mobility limitations (Baezner et al., 2008). In addition, functional neuroimaging techniques, such as functional MRI (fMRI), allow the study of PFC by assessing the hemodynamic changes due to neurovascular coupling that are triggered by its neural activation (Buchbinder, 2016). fMRI studies assess whole brain function with a relatively high spatial resolution, are non-invasive and the most used technique to date to assess neural activity during specific task activation (Rosen and Savoy, 2012). Several fMRI studies have demonstrated the relevance of PFC for executive functions (Wager et al., 2004; Venkatraman et al., 2010; Yaple et al., 2019) and DT (Szameitat et al., 2002; Dux et al., 2006; Jurado and Rosselli, 2007). Limitations of both MRI and fMRI include their relatively high cost, unsuitability for many older adults due to metal implants in the body, claustrophobia or inability to lie still for long periods. Further, due to the nature of the scanner, the tasks are carried out in unnatural environments which may alter their relevance to the real-world and do not allow functional analysis of brain activity during locomotion. Imagined gait has been used as a way to study the neural correlates of locomotion with fMRI (Zwergal et al., 2012; Blumen et al., 2014); however, it is not entirely clear how well this mimics brain activation during actual walking. Other options, although they do not allow online assessment of gait either, include PET studies after walk trials with administration of fludeoxyglucose-18 tracer (la Fougère et al., 2010). We refer the reader to Holtzer et al. (2014) for a comprehensive review on neuroimaging of locomotion in aging.

Emerging alternatives to fMRI, based on near-infrared diffuse optical techniques, allow measurements in more realistic environments and during motion (Boas et al., 2014; Scholkmann et al., 2014). Accumulating evidence supports the use of these techniques for the study of frontal hemodynamic and metabolic changes (Agbangla et al., 2017; Gramigna et al., 2017). These diffuse optical techniques such as fNIRS (Durduran et al., 2010; Ferrari and Quaresima, 2012) allow the study of tissue composition by emitting near-infrared light (∼650–950 nm) into biological tissue and collecting the photons that undergo multiple scattering and absorption (i.e., diffuse) and emerge few centimeters away from the injection point (Delpy and Cope, 1997; Durduran et al., 2010). At these wavelengths the main absorbers in tissues, i.e., O₂Hb and HHb, differentially absorb light in a wavelength dependent manner. Therefore, most common fNIRS methods can relate changes in the detected light intensity at different wavelengths to changes in oxygenated and deoxygenated hemoglobin concentrations by utilizing the modified Beer-Lambert law (Scholkmann et al., 2014). This is a signal similar to the blood oxygen level dependent (BOLD) signal from fMRI but can be obtained by portable (even wearable) instrumentation and flexible fiber-optic probes. The majority of the systems are using source and detector probes placed on the scalp of the head. The most common source-detector separations are of few centimeters. Able to detect signal coming from superficial cortical layers (Ferrari and Quaresima, 2012), fNIRS measurement is based on the neurovascular coupling (oxygen consumption to meet energy demands in activated cerebral areas cause an increase in blood flow resulting in an increase of O₂Hb and decrease of HHb) and both the analysis and acquisition methods are still being developed with O₂Hb changes appearing more reliable as a marker of brain activation since it has shown high reproducibility and stability over time (Plichta et al., 2006) and has the highest correlation to fMRI BOLD measures (Strangman et al., 2002). fNIRS studies usually consist of a combination of resting periods, to assess baseline brain activity, and different kinds of tasks. Brain activation is then calculated by comparing hemoglobin measurements at baseline and during the task, although there is a high heterogeneity in data processing and analysis methods. Regarding its advantages, fNIRS is a lower cost modality than fMRI, usable at point-of-care, and allows measurements during mobility tasks. These advantatges allow the potential use of the technique to assess cerebral blood flow and oxygenation with application in different pathologies (e.g., stroke, psychiatric disorders,…) resulting thus in continuous growth on relevant literature (Noda et al., 2017; Giacalone et al., 2019). However, the main limitations of most fNIRS devices include: (i) the limited penetration depth, allowing only the interrogation of superficial layers of the cortex in the adult brain, (ii) the assessment of a limited portion of the cortical surface with often a low spatial resolution with the probes that are attached to the scalp, not allowing complete whole-brain imaging, (iii) issues with extracerebral contamination from superficial tissues (i.e., cutaneous or skull perfusion) and (iv) motion artifacts.

Recent studies have expanded the use of fNIRS in the assessment of PFC of older adults during cognitive or motor tests (Verghese et al., 2017). These studies show changes in PFC hemodynamics during the execution of cognitive or motor tasks, and also report differences according to the person’s age and cognitive function. However, these findings are still preliminary and it is not yet clear if there is a specific pattern according to age or cognitive status, nor about how these differences should be interpreted. Recently published reviews have assessed the results of studies on fNIRS during cognitive tasks (Herold et al., 2018) or dual tasks (Gramigna et al., 2017; Herold et al., 2017; Leone et al., 2017; Vitorio et al., 2017; Stuart et al., 2018; Kahya et al., 2019) and some of them have chosen to focus on specific clinical profiles (Gramigna et al., 2017; Vitorio et al., 2017) or on methodological aspects such as fNIRS signal processing (Herold et al., 2017, 2018; Vitorio et al., 2017). To the best of our knowledge, our review is the first to focus specifically on older adults regardless of their clinical profile and to assess, from a clinical point of view, studies using only cognitive or motor tasks, as well as DTs.

The aim of this review is to describe, through an updated literature search, the use of optical techniques, specifically fNIRS, to study brain hemodynamics, with a focus on frontal regions, in relation to cognitive and physical function in normal and pathological older adult populations.

Methods

This is a narrative review. We performed, however, a search using pre-set criteria, to make sure that we considered all the relevant articles on the topic. We included manuscripts that have aimed to study frontal and prefrontal lobe hemodynamics (excluding those focusing on other brain regions) using fNIRS to measure oxygenated and deoxygenated hemoglobin levels during cognitive, motor and DTs in older adults. Articles were included if the mean age of the sample or a separately analyzed subgroup was 60 years or older. Review articles, studies assessing change in cerebral hemodynamics after an intervention, those not written in English and those that do not describe the age of the participants in the manuscript were excluded. In order to focus on most recent literature, we limited the publication date to the previous 5 years. The last search was performed on August 29th, 2018.

The article selection was performed in three phases (review of titles, abstracts, and full-texts). Two independent reviewers (CU and MI) reviewed the titles and abstracts resulting from the search, in order to assess potential inclusion. From the selected articles, we performed a full manuscript review to assess if the article met the eligibility criteria. Discrepancies were solved through consensus.

Results

General Description

As depicted in the flow-chart (Figure 1), after removing duplicates, our search resulted in 134 items. After excluding records by title and abstract screening (n = 46), 89 full-text articles were assessed for eligibility. Studies not meeting the above described eligibility criteria such as sample/subgroup mean age (n = 19), the aim/topic focus of our review (n = 6) (i.e., use of NIRS to monitor cancer treatment), methodological aspects of the design of studies (n = 6) (i.e., different location of the probes or NIRS measures performed to assess the effect of an intervention) and review articles (n = 11), were excluded. We finally included 46 articles in our review.

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FIGURE 1

Flow chart diagram of the review process.

Of the 46 included articles, 13 included a mix of younger and older participants (Heilbronner and Münte, 2013; Ohsugi et al., 2013; Beurskens et al., 2014; Müller et al., 2014; Oboshi et al., 2014; Hernandez et al., 2016; Bierre et al., 2017; Mirelman et al., 2017; Rosso et al., 2017; Hawkins et al., 2018) whereas 29 included only older adults (Doi et al., 2013; Heinzel et al., 2013, 2015; Niu et al., 2013; Clark et al., 2014; Vermeij et al., 2014; Dupuy et al., 2015; Holtzer et al., 2015, 2016, 2017a,b, 2018a,b; Laguë-Beauvais et al., 2015; Al-Yahya et al., 2016; Maidan et al., 2016, 2017; Mahoney et al., 2016; Nieuwhof et al., 2016; Osofundiya et al., 2016; Takeuchi et al., 2016; Uemura et al., 2016; Yeung et al., 2016a, b; Chen et al., 2017; Huppert et al., 2017; Verghese et al., 2017; Yap et al., 2017; Halliday et al., 2018; Katzorke et al., 2018; Lucas et al., 2018; Mori et al., 2018; Thumm et al., 2018). Moreover, 26 studies included only cognitively normal participants (Heilbronner and Münte, 2013; Heinzel et al., 2013, 2015; Ohsugi et al., 2013; Beurskens et al., 2014; Clark et al., 2014; Müller et al., 2014; Oboshi et al., 2014; Vermeij et al., 2014; Holtzer et al., 2015, 2016, 2017a,b, 2018a,b; Osofundiya et al., 2016; Bierre et al., 2017; Chen et al., 2017; Huppert et al., 2017; Mirelman et al., 2017; Rosso et al., 2017; Verghese et al., 2017; Halliday et al., 2018; Lucas et al., 2018), seven compared participants with different cognitive status [without cognitive impairment, with MCI or with mild AD] (Doi et al., 2013; Niu et al., 2013; Al-Yahya et al., 2016; Uemura et al., 2016; Yeung et al., 2016a, b; Yap et al., 2017; Katzorke et al., 2018), three studies focused on older adults with previous history of stroke (Al-Yahya et al., 2016; Hawkins et al., 2018; Mori et al., 2018), five assessed patients with parkinsonian syndromes (Mahoney et al., 2016; Maidan et al., 2016, 2017; Nieuwhof et al., 2016; Thumm et al., 2018) and two with Multiple Sclerosis (Hernandez et al., 2016; Chaparro et al., 2017).

Looking at the older adults subgroups that were included in the studies, there was a wide range of mean ages, from 61 ± 4 (Hernandez et al., 2016) to 88.1 ± 6 (Huppert et al., 2017). The largest sample size was 1052 participants (Heinzel et al., 2015) while a sample of 12 older adults was the smallest (Nieuwhof et al., 2016). Most source populations were community-dwelling but two studies included older adults living in nursing home (Osofundiya et al., 2016; Huppert et al., 2017). Ten studies did not describe the participant setting (Niu et al., 2013; Oboshi et al., 2014; Al-Yahya et al., 2016; Uemura et al., 2016; Maidan et al., 2017; Mirelman et al., 2017; Rosso et al., 2017; Katzorke et al., 2018; Mori et al., 2018; Thumm et al., 2018).

The majority, 29 studies, used O₂Hb to assess brain activation while nine studies (Heilbronner and Münte, 2013; Beurskens et al., 2014; Müller et al., 2014; Al-Yahya et al., 2016; Hyodo et al., 2016; Nieuwhof et al., 2016; Rosso et al., 2017; Halliday et al., 2018; Katzorke et al., 2018) used both O₂Hb and HHb and one used only Total Hb (Huppert et al., 2017). Two studies calculated the Total Oxygenation Index (O₂Hb/Total Hb x 100) in order to assess brain hemodynamics (Clark et al., 2014; Bierre et al., 2017). In the following paragraphs, we will use the term activation to refer to changes in these hemoglobin indices.

Twenty-three studies measuring single cognitive or motor tasks performed intra-group comparisons of the cerebral activation during different tasks and the rest periods (see articles listed in Tables 1, ​,2A),2A), whereas the other 23 studies compared cerebral hemodynamics between single and DT (see articles listed in Table 2B). Twenty-four studies performed comparisons of cerebral activation patterns between different groups (either young vs. old, MCI vs. cognitively normal, healthy vs. stroke etc.) (Heilbronner and Münte, 2013; Niu et al., 2013; Ohsugi et al., 2013; Beurskens et al., 2014; Müller et al., 2014; Oboshi et al., 2014; Laguë-Beauvais et al., 2015; Al-Yahya et al., 2016; Hernandez et al., 2016; Maidan et al., 2016, 2017; Mahoney et al., 2016; Osofundiya et al., 2016; Takeuchi et al., 2016; Uemura et al., 2016; Yeung et al., 2016a, b; Bierre et al., 2017; Mirelman et al., 2017; Rosso et al., 2017; Yap et al., 2017; Hawkins et al., 2018; Katzorke et al., 2018; Mori et al., 2018).

TABLE 1

Summary of the studies assessing fNIRS measures during cognitive tasks in older adults.

First author (Journal, year), Country	Sample size (N) Clinical characteristics of the sample (mean age +SD) NIRS optodes localization	Paradigm description	Main fNIRS results
Verbal fluency
Heinzel (Neurobiol Aging, 2013), Germany (Heinzel et al., 2013)	N = 325 Healthy (64.6 ± 7.3). Prefrontal, temporal and parietal.	Tasks: – Phonetic verbal fluency. –Semantic verbal fluency. –Control task: reciting week days. Three trials: 30 s each. Rest: 30 sec after each trial.	With increasing age: ⇓: Lower activation on bilateral inferior frontal junction during verbal fluency. Increased bilateral activation at middle frontal gyri and supramarginal gyri.
Heinzel (PLoS One 2015), Germany (Heinzel et al., 2015)	N = 1052 Healthy (65.2 ± 6.8). Prefrontal, parietal and fronto-temporal.	Tasks: –Phonetic verbal fluency. –Semantic verbal fluency. –Control task: reciting week days. Three trials: 30 s each. Rest: 30 sec after each trial.	⇑: Increased activation during both verbal fluencies (compared to control task). Stronger response in phonological than semantic (increased activation in right prefrontal and bilateral inferior parietal regions extending toward postcentral gyri and decreased in bilateral fronto-temporal areas).
Yeung (Front Aging Neurosci., 2016), China (Yeung et al., 2016a)	N = 52 MCI (69.1 ± 6.2); Healthy (68.8 ± 6.1). Prefrontal.	Tasks: – Semantic verbal fluency. Two task blocks, 60 s each. Rest: repeat “1, 2, 3, 4” out loud. Before and after VF task.	⇑: Increased O2Hb bilaterally during verbal fluency in both groups. No significant group differences. Control group showed left lateralization of frontal lobe activation (whereas MCI group did not).
Yap (Front Aging Neurosci., 2017), Malaysia (Yap et al., 2017)	N = 61 Healthy (72.6 ± 8.5); MCI (73.1 ± 8.2); Mild AD (74.7 ± 10). Prefrontal and part of temporal.	Task: – Semantic verbal fluency (60 s). Rest: 20 s before and after task.	⇑: Highest O2Hb increase during task was observed in MCI followed by healthy and mild AD.
Katzorke (Psychiatry Res Neuroimaging, 2018), Germany (Katzorke et al., 2018)	N = 110 Healthy (74.2 ± 1.6); MCI (74.0 ± 1.6). Fronto-temporal.	Tasks: – Letter verbal fluency. – Semantic verbal fluency. – Control (weekdays). Three trials per task: 30 sec each. Rest: 30 s after each task.	⇓: Decreased PFC activation during semantic verbal fluency in MCI compared to healthy controls (but not during phonological verbal fluency).
N-back tasks
Niu (CNS Neurosci Ther., 2013), China (Niu et al., 2013)	N = 24 MCI (64.8 ± 7.2); healthy (63.5 ± 5.3). Frontal, parietal and temporal.	Task: –Digit N-back task (0-back and 1-back conditions). Three blocks in each condition: 20 trials for each block followed by 1000 ms interstimulus period. Rest: No rest time specified.	⇓: MCI participants showed lower O2Hb concentrations in the left dorsolateral PFC, right supplementary motor area and left superior temporal regions compared to control group.
Vermeij (Front Aging Neurosci., 2014), Netherlands (Vermeij et al., 2014)	N = 18 Healthy older adults (70.8 ± 5.0). Prefrontal.	Task: –Spatial N-back (0-back, 1-back and 2-back conditions). 60 trials (500 ms each) with 3000 ms interval between trials. Rest: Initial 1 min-baseline (staring at screen).	⇑: Increased working-memory load associated increased prefrontal activation and decreased performance.
Yeung (Dement Geriatr Cogn Disord., 2016), China (Yeung et al., 2016b)	N = 52 MCI (69.1 ± 6.3); cognitively normal (68.8 ± 6.1). Frontal.	Task: –Digit N-back task (0-back and 2-back conditions). 20 trials (1000 ms each) followed by 1000 ms interval between trials. Rest: 30 s between blocks.	⇓: MCI group did not show frontal activation. Tended to reduce activation with high working memory load. ⇑: Control group: frontal activation in high working memory load (2-back condition).
Other tests for executive functions
Heilbronner (Neuroimage, 2013), Germany (Heilbronner and Münte, 2013)	N = 35. Healthy older adults (68 ± 1.4); younger adults group (23.1 ± 0.4). Frontotemporal.	Task: –Cognitive Go/No Go inhibition task: Go stimulus: press button; No Go stimulus: inhibit pressing button. 1083 stimuli in 5 trials. Rest: Rest in a self-paced manner.	⇑: Older adults showed activation in frontal areas. Compared to young participants, activation shifted rostrally (left hemisphere) and dorsally (right hemisphere) in older adults.
∗ Albinet (Front Aging Neurosci., 2014), France (Albinet et al., 2014)	N = 40 Healthy old adults: high-fit (67.32 ± 4.48); low-fit (68.88 ± 3.87) Prefrontal	Task: –Random Number Generation: participants asked to say random number when heard a tone. Fast pace (tone/1 s) and slow pace (tone/1.5 s). Two trials of 100 responses at each pace. –Control: count in order from one to nine.	⇑: Increasing activation in relation to task difficulty. High-fit group showed greater increase in O2Hb.
Müller (Neuropsychologia, 2014), Germany (Müller et al., 2014)	N = 40 Older adults (70.9 ± 3.5); younger adults (25.7 ± 3.0). PFC, motor and premotor regions.	Task: –Adapted version of Trail Making Test (TMT) A and B. –Control task: retrace 90 interconnected circles. Each test presented three times (30 s each). Rest: 30 s after each test.	⇑: Older adults showed bilateral ventrolateral and dorsolateral prefrontal and premotor cortex activation during TMT-B (more channels active in the right hemisphere). Additional activation in medial and lateral PFC in elderly (younger participants show more ventral PFC, especially in the left hemisphere).
Oboshi (PLoS One, 2014), Japan (Oboshi et al., 2014)	N = 120 Healthy older adults (71.0 ± 6.4); younger adults (21.7 ± 3.3). Prefrontal.	Task: –Visual working memory task. Six blocks (28.8 s each). Rest: 30 s.	⇑: Older adults: O2Hb increase during working memory task. Young adults: Higher O2Hb increase during pre-task (compared to elderly). Both groups: lower activation during pre-task is associated with higher O2Hb change during working memory task.
∗ Dupuy (Front Hum Neurosci., 2015), Canada (Dupuy et al., 2015)	N = 58 Healthy older adults (62.9 ± 5.4); young adults (24.6 ± 3.6). Prefrontal.	Task: –Modified Stroop-task with two conditions: naming (identify the color of the ink); executive or incongruent (color of the ink not matching the color-word displayed). Four trial-blocks (60 s each). Rest: 60 s between blocks.	⇑: High-fit women showed increased activation in right inferior frontal gyrus (independent of age group).
∗ Hyodo (Neuroimage, 2015), Japan (Hyodo et al., 2016)	N = 60 Healthy older adults (70.3 ± 3.2). Prefrontal.	Task: –Modified Stroop-task: participants asked to decide if word is printed in the color written below the word (neutral and incongruent conditions). 60 trials (30 neutral and 30 incongruent trials). Rest: 9 –13 s interstimulus interval.	Higher fitness levels and left-lateralized PFC activation related to shorter Stroop interference time. Higher fitness associated with more left-lateralized activation.
Laguë-Beauvais (Brain and Cognition, 2015), Canada (Laguë-Beauvais et al., 2015)	N = 35 Healthy older adults (63.47 ± 3.67); young adults (23.94 ± 2.32). Prefrontal.	Task: –Color task: identify color of an “X” on screen (by typing on keyboard). –Letter task: identify “K” or “L” on screen (by typing on keyboard). ∙ Conditions: –Single pure: only an “X” or letter is displayed to perform one of the tasks. –Dual mixed: both an “X” and a letter are displayed and have to be answered. These are performed under the instruction to prioritize the letter over the color task (Priority Block) or to give the same priority to both tasks (Equal Block). Rest: staring at fixation cross on screen (1000 ms).	Priority condition: –Older adults: activation in the left dorsolateral prefrontal cortex and bilateral ventrolateral cortex during DT. –Young adults: dual mixed trials showed greater changes in more frontal areas, especially right sided. Equal condition: –Older adults: dual mixed trials engaged bilateral dorsolateral prefrontal cortex, compared to single trials. –Young adults: no differences between activation during dual mixed and single trials. Single trials showed change in activation in right posterior dorsolateral prefrontal cortex for HHb. The activation change between priority and equal conditions was found only in older adults.
Bierre (J Gerontol A Biol Sci Med Sci., 2017), New Zealand (Bierre et al., 2017)	N = 72 Healthy older adults (66 ± 3.8); young adults (21.9 ± 2.7). Frontal.	Task: –Visuomotor tasks (increasing executive demand): 1)Basic visuomotor performance. 2)Adding inhibition. 3)Adding need to switch between tasks. Rest: 2 min (sitting).	⇑: Older adults showed increased O2Hb in relation to increasing task difficulty. Older adults showed higher O2Hb compared to younger adults
Halliday (Neurophoton., 2017), Canada (Halliday et al., 2017)	N = 25 Healthy older adults (75.88 ± 3.28) Prefrontal.	Task: –Computerized cognitive task: Multi-Source Interference Task (congruent and incongruent condition). Fifteen trials in a 30 s block. Rest: 60 s baseline before task. 20 s between blocks.	Greater mean O2Hb during congruent (easier) task associated with faster performance and during incongruent (more difficult) task, with slower performance. Greater O2Hb variability at within-person level associated with better accuracy and faster performance. Greater O2Hb variability at between-person level associated with slower performance.
Huppert (PLoS One, 2017), USA (Huppert et al., 2017)	N = 19 Older adults (88.1 ± 6.0). Frontal.	Tasks: –Stroop Test. –Symbol Digit Coding. –Shifting Attention Test. Rest: 30 s (quiet sitting baseline).	⇑: Left Broadmann’s area (BA) 10 (right superior frontal) activation during Symbol Digit Coding and Shifting Attention Test. Right BA-10, right BA-45 and left BA-10 activated during Stroop test.
∗ Halliday (J Clin Exp Neuropsychol., 2018), Canada (Halliday et al., 2018)	N = 27 Older adults (76.1 ± 3.3). Prefrontal.	Task: –Computerized cognitive task: Multi-Source Interference Task (congruent and incongruent condition). Fifteen trials in a 30 s block (total of 4 blocks for each condition). Rest: No rest time specified.	⇑: Fallers: activation during congruent and incongruent task; recruited additional tissue to perform at similar level. Non-fallers: no active channels during congruent task; little activation during incongruent task (medial right prefrontal cortex).
Memory test
Uemura (Int J Geriatr Psychiatry, 2016), Japan (Uemura et al., 2016)	N = 130 Amnestic MCI (71.8 ± 43); healthy older adults (71.7 ± 3.9). Prefrontal.	Task: –Encoding and retrieval of 10 words (20–30 s respectively). Repeat vowels: Pre-task (10 s), rest after task (20–30 s) and post-task (10 s).	⇓: Reduced activation in bilateral dorsolateral cortex during memory retrieval in amnestic MCI. No significant group effects during encoding.

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AD, Alzheimer’s Disease; DT, dual-task; fNIRS, Functional Near-Infrared Spectroscopy; HHb, deoxygenated hemoglobin; MCI, Mild Cognitive Impairment; O₂Hb, oxygenated hemoglobin; PFC, Prefrontal Cortex; ST, single task; SD, Standard Deviation; VF, Verbal Fluency. ^∗Articles assessing modulation of health characteristics on brain activation (Table 3).

TABLE 2

Summary of the studies assessing fNIRS measures during motor and/or dual-tasks in older adults.

First author (Journal, year), Country	Sample size (N) Clinical characteristics of the sample (mean age +SD) NIRS optodes localization	Paradigm description	Main fNIRS results
(2A) Motor tasks
Mahoney (Brain Res., 2016), USA (Mahoney et al., 2016)	N = 269 Parkinsonian syndrome (81.2 ± 5.9); Mild parkinsonian signs (77.5 ± 6.7); healthy adults (74.4 ± 6.1). Prefrontal.	Task: –Postural control while standing and silently counting for 10 sec.	⇑: Parkinsonian syndromes: increased prefrontal activation to maintain postural control (compared to the other two groups).
Maidan (Brain Topogr., 2017), Israel (Maidan et al., 2017)	N = 49 PD without cognitive impairment or freezing of gait (72.8 ± 1). Frontal.	Task: –Walk with turns: 30-m walk and 180° turn. –Five trials: 20 s of quiet standing between walk and turn. Rest: 20 s before and after each walk (quiet standing).	⇑: Increased activation during walking and decrease during turns (compared to baseline). ⇑: Older adults with lower gait speed (<1 m/sec): higher activation during turns (compared to older adults with normal gait speed).
Thumm (Gait Posture, 2018), Israel (Thumm et al., 2018)	N = 20 PD (69.8 ± 6.4). Prefrontal.	Task: –30-m over-ground vs. treadmill walking. –Five trials (30 s each). Rest: 20 s quiet standing.	⇓: Lower activation during treadmill walking (compared to over-ground walking).
(2B) Dual-tasks
Doi (Aging Clin Exp Res., 2013), Japan (Doi et al., 2013)	N = 16 Older adults with MCI (75.4 ± 7.2). Prefrontal.	Tasks: –ST: 10-m walk. –DT: 10-m walk + phonetic verbal fluency. –Three trials in each condition (20 s each). Rest: 10 s pre-task and 30 s post-task (standing).	⇑: Increased prefrontal activation during DT walking compared to ST walking.
Ohsugi (BMC Neurosc., 2013), Japan (Ohsugi et al., 2013)	N = 35 Healthy older adults (77.9 ± 5.3) vs. young (26 ± 3.6). Prefrontal.	Tasks: –ST: seated stepping while forward counting from 0. –ST: serial 7-subtraction from 100. –DT: stepping + subtraction. –Each task repeated three times (30 s each). Rest: 30 s (self-paced counting).	⇑: Higher O2Hb values during DT compared to stepping as ST. ST count showed higher activation compared to stepping. ⇑: Older adults: higher O2Hb levels during DT compared to younger adults.
Beurskens (Int J Physchophysiol., 2014), Germany (Beurskens et al., 2014)	N = 25 Healthy older adults (71.0 ± 3.8) vs. younger adults (24.5 ± 3.3). Prefrontal.	Tasks: –ST: treadmill walk. –ST: checking boxes on paper. –ST: reciting alternate alphabet. –DT: walk + check. –DT: walk + alphabet. Each task: 30 s and repeated twice. Rest: seated (duration is not specified).	⇓: Older adults: lower activation during walk + check compared to ST walk. No significant difference between walk + alphabet vs. walk. Young: no significant difference in activation during ST vs. DT. ⇑: Higher activation in younger adults compared to older adults during visually demanding dual-task (walk + check).
Clark (Front Aging Neurosci., 2015) (Clark et al., 2014)	N = 16 Older adults with mild mobility difficulties (77.2 ± 5.6). Prefrontal.	Tasks: –ST: 90-meter walk (5 × 18 m). –Walk + phonetic verbal fluency. –Walk + dimmed light. –Walk + carrying tray. –Walk + 6 obstacles negotiation. –Walk + weighted vest. Rest: 1 min quite standing between tasks.	⇑: Increased activation during DT walk + verbal fluency, walk + vest, walk + obstacles. Although not significative, there was a trend toward increase during DT walk carrying tray and walk with dimmed light.
Holtzer (Neuroimage, 2015), USA (Holtzer et al., 2015)	N = 348 Healthy older adults (76.8 ± 6.8). Prefrontal.	Tasks: –ST: Walk 3 loops on 14-feet walkway. –ST: 30 s reciting alternate alphabet. –DT: Walk + alphabet. Rest: 10 s standing still and counting silently before tasks.	⇑: Bilateral increases in O2Hb during DT compared to normal walk. In ST walk, after an initial increase, O2Hb levels decrease in the course of the walk. While during the DT walk, O2Hb remains elevated during the task.
Al-Yahya (Neurorehabil Neural Repair, 2016), UK (Al-Yahya et al., 2016)	N = 19 Chronic stroke (66.2 ± 8.3); healthy controls (56.2 ± 9.5). Prefrontal.	Tasks: –ST: feet tapping. –ST: backward count. –DT: feet tap + count. Five trials (30 s for each task). Rest: 25–45 s in a pseudo-random order after each task.	⇑: Higher O2Hb during DT compared to ST in stroke participants compared to healthy controls.
Hernández (J Neurol Sci., 2016), USA (Hernandez et al., 2016)	N = 16 Multiple Sclerosis (57 ± 5); healthy controls (61 ± 4). Prefrontal.	Tasks: –ST: Walk 3 loops on walkway. –ST: 30 s reciting alternate alphabet. –DT: Walk + alphabet. Rest: 10 s standing still and counting silently before tasks.	⇑: Higher O2Hb levels in MS compared to healthy controls in walking tasks. Larger increase in O2Hb from ST walk to DT in MS compared to healthy controls.
∗ Holtzer (Brain Topogr, 2016), USA (Holtzer et al., 2016)	N = 236 Healthy older adults (75.5 ± 6.5). Prefrontal.	Tasks: –ST: Walk 3 loops on 14-feet electronic walkway. –ST: Reciting alternate alphabet (30 s). –DT: Walk + alphabet. Rest: 10 s standing still and counting silently before tasks.	⇑: Normal gait: Higher O2Hb levels in DT compared to ST walk. ⇓: Central NGA: attenuated changes in PFC O2Hb levels from ST to DT compared to peripheral NGA and normal gait group. ⇑: Peripheral NGA showed greatest increase in O2Hb during DT.
Maidan (Neurorehabil Neural Repair, 2016) (Maidan et al., 2016)	N = 106 PD (71.6 ± 0.9); healthy older adults (70.4 ± 0.9). Prefrontal.	Tasks: –ST: Walk on 30-m walkway (30 s). –DT: Walk + serial subtractions. –DT: Walk + obstacles. 5 trials each task. Rest: 1 min before whole paradigm starts and 20 s standing before and after tasks.	⇑: Increased frontal activation during DT walking compared with ST walking in healthy group. ⇓: In PD, HbO2 levels did not increase during DT. ⇑: In PD, HbO2 increased during walk + obstacle compared with ST walking. ⇑: Higher increase in activation during ST walking in PD compared to healthy controls. No significant difference between groups during DT walks.
Nieuwhof (Pilot Feasibility Stud., 2016), Netherlands (Nieuwhof et al., 2016)	N = 12 Parkinson’s Disease (70.1 ± 5.4). Prefrontal.	Tasks: –DT: Walk + counting forward. –DT: Walk + serial 3 or 7-substraction. –DT: Walk + reciting digit spans. Five blocks (with 3 tasks each); 40 s each task. Rest: 20 s still-standing before/after task and 1–2 min random rest (while listening to instructions). At least 1 min stand before block.	⇑ All tasks increased O2Hb during task compared to rest.
∗ Osofundiya (Clin Biomech., 2016), USA (Osofundiya et al., 2016)	N = 20 Cognitively healthy older adults: obese (80.5 ± 6.8) vs. non-obese (80.6 ± 7.5). Prefrontal	Tasks: –ST: walk (30 s). –DT: walk + reciting alphabet (30 s). –DT: walk and step on targets on walkway (precision walk). Two blocks: 4 trials (30 s each) per block. Rest: quiet sitting (30 s) before start; 10 s quiet standing between trials; 2 min seating between blocks.	⇑: Higher PFC activation during DT and precision walk compared to ST walk. ⇑: Obesity associated greater activation in all tasks but specially during precision walking.
Takeuchi (BMC Neurosci., 2016), Japan (Takeuchi et al., 2016)	N = 31 Healthy older adults (71.7 ± 3.3); young adults (25.9 ± 4.4) Prefrontal.	Task: –ST: walk for 30 s around a 2.5 m-radius circle –ST: smartphone-based touch game (sitting). Participants instructed to touch in ascending order a set of numbers on screen. –DT: walk + touch. Rest: not described.	No difference between young vs. old in PFC activation during DT. Less PFC lateralization in older adults to suppress DT cost in gait performance.
Chaparro (J Neuroeng Rehabil., 2017), USA (Chaparro et al., 2017)	N = 22 Healthy older adults (63.1 ± 4.4); multiple sclerosis (56.2 ± 5.1) Prefrontal.	Task: –ST: alternate alphabet reciting (standing) –ST: Normal walk –DT: walk while reciting alternate alphabet Walk: 30 s warm-up walk; 30 s test; 15 s deceleration Rest: 10 s before each task (quiet standing). Protocol performed with and without partial body weight support	⇑: Higher activation during DT compared to normal walk. ⇑: MS older adults: larger increase in O2Hb during all tasks in all conditions compared to healthy older adults (especially during DT without partial body weight support).
Chen (Gait Posture, 2017), USA (Chen et al., 2017)	N = 90 Healthy older adults (78 ± 15.5). Prefrontal.	Tasks: –ST: Walk 3 loops on 14ft electronic walkway. –DT: Walk + alternate alphabet reciting. –ST: Walk with obstacle negotiation. –DT: Walk with obstacle + alternate alphabet reciting. Rest: 10 s standing still and counting silently before tasks.	⇑: Higher activation during DT compared to ST in both normal walk and walk with obstacles. ⇑: Participants with slower gait showed higher increase in O2Hb during walk with obstacles compared to unobstructed walk (relative to participants with normal gait).
∗ Holtzer (Eur J Neurosci., 2017), USA (Holtzer et al., 2017a)	N = 318 Healthy older adults (76.6 ± 6.7). Prefrontal.	Tasks: –ST: Walk (3 loops on 14-feet electronic walkway). –ST: Reciting alternate alphabet (30 s). –DT: Walk + alphabet. Rest: 10 s standing still and counting silently before tasks.	⇓: Higher levels of perceived task-related stress associated attenuation of brain activation from ST to DT.
∗ Holtzer (J Gerontol A Biol Sci Med Sci., 2017), USA (Holtzer et al., 2017b)	N = 314 Healthy older adults (76.8 ± 6.7). Prefrontal.	Tasks: –ST: Walk 3 loops on 14-feet electronic walkway. –ST: Reciting alternate alphabet (30 s). –DT: Walk + alphabet. Rest: 10 s standing still and counting silently before tasks.	⇑: Increased O2Hb levels during DT walking compared with ST walking. ⇓: Higher levels of subjective fatigue attenuated the increase in O2Hb from ST to DT walking.
Mirelman (Brain Cogn., 2017), Israel (Mirelman et al., 2017)	N = 43. Healthy older adults (69.7 ± 5.8); younger adults (30.9 ± 3.7). Prefrontal.	Tasks: –ST: Walk on 30-m walkway. –DT: Walk + serial subtraction. –DT: Walk + obstacles. Three loops on walkway for 30 s for each task. Rest: 20 s quiet standing before/after tasks.	⇑: Older participants increased O2Hb during DT compared to ST walk and during ST walk compared to rest periods. ⇑: Young adults: Activation during DT compared to ST walk. No increase in O2Hb during ST walking (compared to rest). ⇑: Older adults showed higher O2Hb levels in all tasks compared to younger participant.
Rosso (Gait Posture, 2017), USA (Rosso et al., 2017)	N = 16 Healthy older adults (74 ± 5); younger adults (24 ± 3). Left prefrontal, temporal, and motor.	Tasks: –ST: Attention task (seated). –ST: Postural control (standing). –DT: Postural control + attention task. Three trials of each task (121 s each). Rest: 30 s sitting or standing before and after each task.	⇑: Older adults had greater activation of prefrontal and temporal regions compared to younger adults.
∗ Verghese (Neurology, 2017), USA (Verghese et al., 2017)	N = 166 Healthy older adults (74.9 ± 6.1). Prefrontal.	Tasks: –ST: Walk 3 loops on 14-feet walkway. –ST: Reciting alternate alphabet (30 s). –DT: Walk + alphabet. Rest: 10 s standing still and counting silently before tasks.	⇑: DT walk showed higher PFC activation than ST walk. Higher PFC activation levels on fNIRS during DT predicted incident falls.
Mori (Gait Posture, 2018), Japan (Mori et al., 2018)	N = 28 Post-stroke (>6 months) with hemiparesis (61.1 ± 9.3); healthy controls (66.3 ± 13.3). Prefrontal.	Tasks: –ST: Serial subtractions of 3 (standing). –DT: Walk around a circle with 2.5 m radius + serial subtractions of 3. 3 trials. Rest: 60 s (repeat sequence of numbers 1–10).	⇓: Stroke participants: Lower PFC activation during DT compared to healthy participants.
Hawkins (Hum Mov Sci., 2018), USA (Hawkins et al., 2018)	N = 48 Post-stroke (>4 years) with hemiparesis (58.0 ± 9.3); older adults with mild gait deficits (77.2 ± 5.6); young healthy adults (22.4 ± 3.2). Prefrontal.	Tasks: –ST: Walk on an 18-m oval-shaped course. –DT: Walk + obstacle negotiation. –DT: Walk + phonetic verbal fluency. Rest: quiet standing (duration not specified).	⇑: Elderly vs. young: Higher O2Hb increase during normal walk and obstacle negotiation in the early time period. In the late time period, higher PFC activation during normal walk (but not with obstacles). ⇑: Stroke participants: Higher O2Hb increase during normal walk and obstacle negotiation compared to young participants. Greater activation during obstacle negotiation compared to elderly in the late time period. O2Hb increase was highest in the post-stroke group, followed by older and young adults.
∗ Holtzer (Brain Cogn., 2018), USA (Holtzer et al., 2018a)	N = 315 Healthy old (76.8 ± 6.7). Prefrontal.	Tasks: –ST: Walk 3 loops on 14-feet walkway. –ST: Reciting alternate alphabet (30 s). –DT: Walk + alphabet. Rest: 10 s standing still and counting silently before tasks.	⇑: Participants without diabetes: increased O2Hb levels during DT compared to ST walk. ⇓: Diabetes: attenuated increase in O2Hb levels from ST walk to DT (compared to non-diabetics).
∗ Lucas (J Gerontol A Biol Sci Med Sci., 2018), USA (Lucas et al., 2018)	N = 55 Healthy older adults (74.7 ± 4.9). Prefrontal.	Tasks: –ST: Walk 3 loops on 20-feet walkway. –DT: Walk + reciting alternate alphabet. Rest: 10 s standing still and counting silently before tasks.	⇑: Higher PFC activation during DT compared to ST. ⇑: Poorer white matter integrity associates greater increase in O2Hb levels during DT.

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AD, Alzheimer’s disease; DT, dual-task; fNIRS, Functional Near-Infrared Spectroscopy; MCI, Mild Cognitive Impairment; NGA, Neurological Gait Abnormalities; O₂Hb, oxygenated hemoglobin; PD, Parkinson’s disease; PFC, Prefrontal Cortex; ST, single task; SD, Standard Deviation; VF, Verbal Fluency. ^∗Articles assessing modulation of health characteristics on brain activation (Table 3).

Some studies, beyond assessing frontal hemodynamics, investigated the influence of other clinical characteristics in the reported frontal activation findings (Albinet et al., 2014; Dupuy et al., 2015; Hyodo et al., 2016; Osofundiya et al., 2016; Holtzer et al., 2016, 2017a,b, 2018a; Verghese et al., 2017; Halliday et al., 2018; Lucas et al., 2018) (see Table 3).

TABLE 3

Studies assessing effect modification by different health characteristics on PFC activation.

First author (Journal, year) (reference)	Clinical variables
Halliday et al. (J Clin Exp Neuropsychol., 2017) (Halliday et al., 2018)	Fallers versus non-fallers
Holtzer et al. (Brain Topogr, 2016) (Holtzer et al., 2016)	Neurological Gait Abnormalities
Osofundiya (Clin Biomech., 2016) (Osofundiya et al., 2016)	Obesity
Holtzer et al. (Eur J Neurosci, 2017) (Holtzer et al., 2017a)	Levels of perceived task-related stress
Holtzer et al. (J Gerontol A Biol Sci Med Sci., 2017) (Holtzer et al., 2017b)	Fatigue
Verghese et al. (Neurology, 2017) (Verghese et al., 2017)	Longitudinal association with falls
Holtzer et al. (Brain Cogn., 2018) (Holtzer et al., 2018a)	Diabetes
Lucas et al. (J Gerontol A Biol Sci Med Sci., 2018) (Lucas et al., 2018)	Relation with white matter integrity
Hyodo et al. (Neuroimage, 2015) (Hyodo et al., 2016)	Fitness levels
Albinet (Front Aging Neurosci., 2014) (Albinet et al., 2014)
Dupuy (Front Hum Neurosci., 2015) (Dupuy et al., 2015)

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Discussion

Conclusion

In conclusion, our review supports the use of fNIRS as a neuroimaging technique to study changes in the hemodynamic response in the frontal cortex during cognitively demanding tasks and during active walking under single and DT conditions in older adults. From a pathophysiological perspective this approach might help characterize the evolution of functional impairments in different neurological diseases in older adults as well as in healthy aging.

Author Contributions

CU and MI designed the concept of this manuscript, reviewed abstracts and full-text publications to assess eligibility, and wrote the first draft of the manuscript. CU extracted the relevant data from the included publications to write the manuscript. SA, TD, RH, AR, CC-T, L-MP, and LS-B contributed in the redaction and revision of the manuscript.

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Abbreviations

Footnotes

References